Customer Privacy Policy Notice
Aesop Advisor, LLC

Regulation S-P, Privacy of Consumer Financial Information, requires financial institutions, including Aesop Advisor LLC, to provide notice to current clients and prospective clients about their policies and practices concerning the collection and use of customer, non-public information. This privacy policy notice is given to all prospective clients of Aesop Advisor LLC upon entering into a contract with Aesop Advisor LLC and annually thereafter.

Privacy Disclosure Statement. A primary goal of Aesop Advisor LLC is to protect the privacy of its clients. Aesop Advisor LLC does not sell the personal information of clients to anyone.

To conduct regular business, Aesop Advisor LLC may collect non-public personal information from clients. This information is provided by clients to Aesop Advisor LLC on applications and other forms provided by clients to Aesop Advisor LLC as well as transactions with the firm, our affiliates, or others.

Aesop Advisor LLC may enter into contracts with outside third parties so that Aesop Advisor LLC can assist its clients in servicing their accounts. In order to do this, Aesop Advisor LLC will disclose personal information to companies that help Aesop Advisor LLC process transactions for client accounts (for example, executing client trades through a broker/dealer). However, Aesop Advisor LLC does not share or disclose any non-public customer information except as allowed or required by law. In addition to sharing information in order to provide financial services to clients, Aesop Advisor LLC may be required to disclose personal information to cooperate with regulators or law enforcement authorities, to resolve customer disputes or for risk control.

Information Safeguarding. Aesop Advisor LLC has implemented strict policies and procedures aimed at protecting the sensitive nature of client information. Aesop Advisor LLC restricts access to client information to only those members of Aesop Advisor LLC that must provide products and services to clients in order to service client accounts. Aesop Advisor LLC has implemented physical, electronic, and procedural safeguards aimed at meeting Aesop Advisor LLC’s duty to protect non-public client information.

Former Customers. Even if we cease to provide you with financial products or services, our Privacy Policy will continue to apply to you and we will continue to treat your non-public information with strict confidentiality.

If you have any questions concerning Aesop Advisor LLC’s customer privacy policy or concerns about your personal information please feel free to contact, Jonathon Oden at jonathon@aesopadvisor.com | 1-833-237-6746.

1-833-AESOP-GO (1-833-237-6746)
jonathon@aesopadvisor.com
Schedule virtual meeting